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Legal Counsel Versus The Compliance Officer - Strategic ...
- https://www.compliance.com/resources/legal-counsel-versus-compliance-officer/
- She states there are philosophical differences between the compliance officer and legal counsel. The latter focuses on providing legal advice and does not act as the decision authority, whereas the compliance officer is a program official that must make decisions and not just offer advice.Estimated Reading Time: 7 mins
Compliance or Legal? The Board’s Duty to Assure Clarity
- https://corpgov.law.harvard.edu/2014/08/12/compliance-or-legal-the-boards-duty-to-assure-clarity/
- Aug 12, 2014 · A series of developments threaten to blur the important distinction between the corporation’s legal and compliance functions. These developments arise from federal regulatory action, media and public discourse, policy statements from compliance industry leaders, and new surveys reflecting the increasing prominence of the general counsel. If left unaddressed, they could lead to …Author: Michael Peregrine
The Chief Compliance Officer vs the General Counsel
- https://assets.corporatecompliance.org/Portals/1/PDF/Resources/past_handouts/CEI/2008/601-3.pdf
- This article appears here with permission from the Society of Corporate Compliance and Ethics www.corporatecompliance.org Editor’s Note: Mr. Tabuena is with the Center for Corporate Governance at Deloitte & Touche USA LLP and has pre-viously served as a compliance officer and in-house counsel. He is a member of theFile Size: 500KB
Why the Compliance Function is Different Than the Legal ...
- http://fcpacompliancereport.com/2014/06/why-the-compliance-function-is-different-than-the-legal-function/
- Jun 09, 2014 · I agree with your comments on the differences between compliance and legal departments. However, they should both work together. This is because the compliance department may not know how to properly collect and inventory the evidence, the rules of law involved, and when to turn the issue over to the legal department.Estimated Reading Time: 8 mins
A simple way to explain the difference between legal and ...
- https://blog.thebroadcat.com/a-simple-way-to-explain-the-difference-between-legal-and-compliance
- That's how lawyering works: lawyers help protect their clients with legal clauses and agreements in case things go wrong, but it’s up to the client to actually make things go right or wrong in the first place. By contrast, compliance focuses on the "make things go right or wrong in the first place" part. There is obvious overlap between those ...
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