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Mutual Fund Compliance Officer Independence and Corporate ...
- https://onlinelibrary.wiley.com/doi/abs/10.1111/j.1467-8683.2008.00659.x
- Mar 03, 2008 · Practitioner/Policy Implications: We contend that the SEC and other international regulators could improve independence and corporate governance even further if they required mutual fund compliance officers …Cited by: 5
Mutual Fund Compliance Officer Independence and Corporate ...
- https://papers.ssrn.com/sol3/papers.cfm?abstract_id=1103293
- Mar 06, 2008 · Abstract. We contend that the SEC and other international regulators could improve independence and corporate governance even further if they required mutual fund compliance officers to be totally independent of management, by not allowing them to be employees of investment adviser companies.The direct reporting relationship established by Rule 38a-1 between mutual fund compliance officers …Cited by: 5
Mutual Fund Compliance Officer Independence and Corporate ...
- https://www.deepdyve.com/lp/wiley/mutual-fund-compliance-officer-independence-and-corporate-governance-5xYBwPXYG6
- Jan 01, 2008 · Mutual Fund Compliance Officer Independence and Corporate Governance Mutual Fund Compliance Officer Independence and Corporate Governance Hoffman, W. Michael; Neill, John D.; Stovall, O. Scott 2008-01-01 00:00:00 ABSTRACT Manuscript Type: Empirical Research Question/Issue: We examine recent SEC regulations that are intended to increase the independence of mutual fund compliance officers.
Mutual Fund Compliance Officer Independence and Corporate ...
- https://core.ac.uk/display/6975664
- Mutual Fund Compliance Officer Independence and Corporate Governance By W. Michael Hoffman, John D. Neill and O. Scott Stovall No static citation data No static citation data Cite
New Governance, Compliance, and Principles-Based ...
- https://papers.ssrn.com/sol3/papers.cfm?abstract_id=970130
- Mar 15, 2007 · Mutual Fund Compliance Officer Independence and Corporate Governance By W. Michael Hoffman , John D. Neill , ...
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