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Final Rule: Certification of Disclosure in Companies ...

    https://www.sec.gov/rules/final/33-8124.htm
    Summary: As directed by Section 302(a) of the Sarbanes-Oxley Act of 2002, we are adopting rules to require an issuer's principal executive and financial officers each to certify the financial and other information contained in the issuer's quarterly and annual reports. The rules also require these officers to certify that: they are responsible for establishing, maintaining and regularly evaluating the …

☑ SOX Section 906: Corporate ... - Sarbanes Oxley 101

    https://www.sarbanes-oxley-101.com/SOX-906.htm
    Corporate Responsibility for Financial Reports Section 906 addresses criminal penalties for certifying a misleading or fraudulent financial report. Under SOX 906, penalties can be upwards of $5 million in fines and 20 years in prison. A direct excerpt from the Sarbanes-Oxley …

SARBANES-OXLEY CEO AND CFO CERTIFICATIONS – A LOOK …

    https://riskandcompliancemagazine.com/sarbanes-oxley-ceo-and-cfo-certifications-a-look-back-over-15-years
    This year marks the 15-year anniversary of the passage of the Sarbanes-Oxley Act of 2002 (SOX). SOX established a new requirement that CEOs and CFOs directly certify the accuracy of their financial statements in periodic filings with the US Securities and Exchange Commission (SEC).

The Effects of the Sarbanes-Oxley Act of 2002

    https://www.investopedia.com/ask/answers/052815/what-impact-did-sarbanesoxley-act-have-corporate-governance-united-states.asp
    Feb 23, 2021 · The act had a profound effect on corporate governance in the U.S. The Sarbanes-Oxley Act requires public companies to strengthen audit …

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