Looking for information about SECTION 16 CORPORATE OFFICER? Follow the links below to find all the information you are interested in. Addresses, telephones, emails, working hours and other useful information.
Who are your Section 16 officers? Williams Mullen
- https://www.williamsmullen.com/news/who-are-your-section-16-officers
- Sep 25, 2013 · Rule 16a-1 (f) defines the term as the president, principal financial officer, principal accounting officer, any vice-president of the issuer in charge of a principal business unit, division or function (such as sales, administration or finance), any other officer who performs a policy-making function, or any other person who performs similar policy-making functions for the issuer.Estimated Reading Time: 6 mins
SEC.gov Exchange Act Section 16 and Related Rules and Forms
- https://www.sec.gov/divisions/corpfin/guidance/sec16interp.htm
- Oct 12, 2017 · Answer: Yes. The officer's purchase would be subject to Section 16, and the officer would be required to file a Form 3 within 10 days of the reincorporation and a Form 4 reporting both the purchase and sale of the common shares following the sale of those shares.
A primer on Section 16 officers - Lexology
- https://www.lexology.com/library/detail.aspx?g=470e5e9a-0bf7-4a5e-8d77-65f2504699fd
- Apr 18, 2013 · The definition of Section 16 officer is designed to apply narrowly to the small subset of executives in the company who have significant policy-making functions. In addition to a …Estimated Reading Time: 8 mins
Section 16 Definition - investopedia.com
- https://www.investopedia.com/terms/s/section-16.asp
- What Is Section 16? Section 16 is a rule within the Securities Exchange Act of 1934 (SEA) that articulates the regulatory filing responsibilities that directors, officers, and principal...
Who are your Section 16 officers? Martindale.com
- https://www.martindale.com/legal-news/article_williams-mullen_1975046.htm
- Sep 25, 2013 · Rule 16a-1 (f) defines the term as the president, principal financial officer, principal accounting officer, any vice-president of the issuer in charge of a principal business unit, division or function (such as sales, administration or finance), any other officer who performs a policy-making function, or any other person who performs similar policy-making functions for the issuer.
What Is Section 16 Reporting? Securities Lawyer 101
- https://www.securitieslawyer101.com/2013/section-16-reporting/
- Jan 03, 2013 · Section 16 (a) of the Exchange Act of 1934 (the “Exchange Act”) requires the reporting of beneficial ownership by the officers, directors and stockholders who hold stock directly or indirectly, beneficially owning more than 10% of the company’s common stock or other class of equity securities registered under Section 12 (b) or 12 (g) of the Exchange Act.Estimated Reading Time: 5 mins
Section 16
- https://www.section16.net/
- Section 16 Disclosure on Corporate Websites; Section 16 Updates Section 16 Cases & Enforcement Actions Explore in detail cases and materials mentioned in each issue of Section 16 Updates. Back Issues of Section 16 Updates Access the back issues of Peter Romeo and Alan Dye's Section 16 Updates, in word-searchable format, from the inaugural issue ...
Words Of Wisdom
- https://wowlw.com/Article/Index/143
- Jan 01, 2017 · The definition of Section 16 officer is designed to apply narrowly to the small subset of executives in the company who have significant policy-making functions. In addition to a factual analysis of a person’s duties and responsibilities, a company’s corporate organization and reporting lines often will help inform the analysis.
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